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We process your information in order to support and maintain our contractual relationship with you and to comply with legal and regulatory requirements. This includes the following:

    - Providing our advice, products or services to you

    - Carrying out transactions you have requested

    - Confirming and verifying your identity for security purposes

    - Credit scoring and assessment, and credit management (where applicable)

    - Detecting and preventing fraud, crime, money laundering or other malpractice.

To investigate any complaint or enquiry raised in regards to your adviser or the advice given


We also process your data for specific business purposes to enable us to give you the best products and services and the best and most secure experience. For example, we process your information to send you marketing that is tailored to your interests.


Our business purposes include the following:

    - Enhancing, modifying, and personalising our services for the benefit of our customers

    - Providing communications which we think will be of interest to you

    - Market or customer satisfaction research or statistical analysis  

    - Audit and record keeping purposes

    - Enhancing the security of our network and information systems.

Supporting the testing and maintenance of systems


You have the right to object to this processing if you wish, please see “YOUR RIGHTS” section below. Please bear in mind that if you object this may affect our ability to carry out the tasks above for your benefit.


We may also process your personal data as part of an acquisition or sale. Should this happen, you will be notified about any change to processing or data controller arising as a result of this activity.




We share your information with trusted third parties who perform tasks for us and help us to provide the services you require these include:

    - Quilter Financial Planning Limited;

    - Other adviser firms in the network for the purpose of providing you with advice (with your Consent);

    - The Quilter Group of companies to enhance the services and products we can offer you;

    - Third parties to verify your identity, in line with money laundering or other requirements (this may involve carrying out checks with credit reference databases);

    - Third parties who perform tasks for us to help us set up or service your plan (these third parties may be based in countries outside the UK but where they are,                  

       we’ll undertake an assessment of safeguards in place);

    - Other organisations, including regulatory bodies, the police and fraud prevention agencies, to prevent and detect fraud;

    - Third parties where required by law, court order or regulation; and

    - Third parties as part of an acquisition or sale.

    - The Quilter group or third parties for assurance or audit purpose